Last week I attended the National Conference of the Society of Corporate Secretaries and Governance Professionals in Chicago.
On July 1, 2015, the U.S. Securities and Exchange Commission proposed a new set of rules that would require executives of publicly-listed companies to pay back incentive-based compensation in the event of a restatement of the company’s financial statements.
As the use of cryptocurrencies like Bitcoin increases, so will the demand for insurance to protect against the risks associated with them.
I’m not sure that I’m as excited as Navin Johnson was when the new phone books were delivered — https://www.youtube.com/watch?v=-7aIf1YnbbU – but I was pretty happy when FINRA published its 2014 Year in Review and Financial Report.
Uncle Sam Ramping Up Enforcement Actions Against Investment Advisors–Breaching Fiduciary Duty to Citizens of the Republic!
Perhaps in celebration of the upcoming July 4th weekend, the SEC seems to be ramping up enforcement actions against investment advisors.
The U.S. Export-Import (Ex-Im) Bank closed its doors on Tuesday following a lapse in Congressional authority.
How does your generation’s financial wellness break down?
The SEC continued its program of enforcement actions in connection with the Federal EB-5 Program by bringing charges against two firms which raised approximately $79 million for EB-5-related situations.
Boy Scouts know it and today’s boards and executive officers know it too: be prepared.
Five of the federal banking regulatory agencies (Federal Deposit Insurance Corporation, Federal Reserve Board, Office of the Comptroller of the Currency, Farm Credit Administration, and National Credit Union Administration) recently issued a joint final rule regarding flood insurance.